Advisory services are offered through Ralph Parks Investment Group d/b/a Parks Capital. Ralph Parks Investment Group d/b/a Parks Capital provides investment advisory and related services for clients nationally. Ralph Parks Investment Group d/b/a Parks Capital will maintain all applicable registration and licenses as required by the various states in which Ralph Parks Investment Group d/b/a Parks Capital conducts business, as applicable. Ralph Parks Investment Group d/b/a Parks Capital renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
Terms of Use
Please read these terms and conditions of use (“Terms”) carefully before using the website located at (“https://www.parkscapital.com/disclosures.asp”) or any of the information or services provided by Ralph Parks Investment Group d/b/a Parks Capital (collectively “Parks Capital”, “we”, “our”, “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by Parks Capital in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.
Parks Capital reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.
These Terms were last updated on May 12, 2023.
Risk Disclosure
Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.
Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.
Please remember that it remains your responsibility to advise Parks Capital, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.
Parks Capital will provide all prospective clients with a copy of our current Form ADV, Part 2A ("Disclosure Brochure"), Form ADV Part 2B, which is the Brochure Supplement for each advisory person supporting a particular client, and the Form ADV Part 3 (Client Relationship Summary or Form CRS). You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov or you may Contact Us to request a free copy via .pdf or hardcopy.
Privacy Disclosures
Parks Capital is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described in our Privacy Policy.
Parks Capital does not collect personal non-public information through this website; however, the Advisor may collect information from you on application forms, agreements, profile or investment policy statements, and other documents received or processed in relation to services we provide. We also may collect information from other sources.
We do not respond to "do not track" requests because we do not track you over time or across third party websites to provide targeted advertising. We may track you across our website to help us improve our content.
When you are on this website you may have the opportunity to click-through to other websites, including websites operated by unaffiliated third parties. These sites may collect nonpublic personal Information about you. We do not control sites operated by these entities and are not responsible for the information practices of these sites. This Privacy Policy does not address the information practices of other websites. The privacy policies of websites operated third parties are located on those sites.
For a copy of the Parks Capital Privacy Policy, please Contact Us.
Email Disclosures
Parks Capital often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. Parks Capital makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Parks Capital private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.
Please note: Parks Capital does not accept trading or money movement instructions via email.
As a registered investment advisor, Parks Capital emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of Parks Capital or the securities regulators.
If you have received an email from Parks Capital in error, we ask that you contact the sender and destroy the email and its contents. If you have any questions regarding our email policies, please Contact Us.
Social Websites
Parks Capital may utilize third-party websites, including social media websites, blogs and other interactive content. Parks Capital considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Parks Capital generally retains copies of information that Parks Capital or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of Parks Capital or the securities regulators.
Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Parks Capital’s advisory persons after entering into an advisory agreement and provided Parks Capital with all requested background and account information.
If you have any questions regarding our policies, please Contact Us.
